Compliance Healthcheck

Our Compliance Healthcheck gives you comfort and peace of mind that you have appropriate compliance arrangements in place.

Get in touch

Stay on course for success

Our Healthcheck service is a diagnostic review of the levels of compliance and FCA regulatory standards across your business and is designed to provide you with a holistic view of where to focus attention and apply additional resources.

We can provide you with a full compliance healthcheck or a focused review at subject matter level, either as a fully onsite review, fully remotely or hybrid.

  • Provides you with a reasonable assurance that you have sufficiently robust compliance arrangements in place to mitigate the risk of non-compliance with the rules and regulations.
  • We offer a tailored approach and will take into account the nature, scale and complexity of your business.
  • Arrangements include documents such as policies and procedures, training, organisation structure, management information, independent checks, verifications or approvals.
  • A full Healthcheck option which covers the key FCA regulatory policies, procedures and arrangements you have in place to mitigate FCA regulatory risk.
  • A Healthcheck Lite option which can concentrates on the areas you select as your current priority. A fully customised package designed around your goals and timelines.
  • Direct access to skilled compliance consultants, offering a friendly, empathetic approach, jargon-free explanations, and guidance throughout the process.
  • Access to our suite of documents and templates, each of which can be customised to you.

Latest news

Understanding VAT Treatment for Financial Advice Services
In the complex landscape of financial services the distinction between general financial advice and regulated advice holds major implications for VAT treatment.
The Evolution of Operational Resilience in Financial Services
The financial services sector has witnessed a significant transformation in its approach to operational resilience and more is to come in the next few years.
Transforming Financial Advice with Artificial Intelligence
Transforming Financial Advice - How AI could change your daily working life for the better? Mark Whitcroft, PlannerPal's CEO and Co-Founder tells us more.
View all News

Compliance Services

We provide practical and commercial regulatory advice to simplify your compliance efforts. Designed to protect your business, lighten the load and help you spot opportunities.

Find out more

Bench Strength

Our expertise and experience is on hand to help you empower your business. We have a bench of consultants at your service to help you tackle your regulatory challenges.

Find out more
Join the team and become one of our Bench Consultants
Enquire here
Home
Services
Bench
News
About
Log In
Contact
The Compliance Platform: 12 Colston Yard, Bristol, BS1 5BD. Company No.1430868. Registered in England and Wales.
TCP is a trading name of The Compliance Platform Ltd. © 2024, The Compliance Platform. All Rights Reserved.
For further details see our Legal Disclosures.
By using this website, you accept our Terms of Use and Privacy Policy.